Services
Licence or registration applications
Providing policies & procedures
Ad hoc guidance & compliance advice
Compliance checks / internal audit
Bespoke projects
Expert witness on compliance matters
Interim in-house compliance officer roles
Types of client firms
Asset managers
- Hedge funds
- Private equity / venture capital / real estate
- Multi-family offices / wealth managers
- Cryptocurrency funds
Brokers & post-trade service providers
- Securities
- Derivatives
- Crowdfunding
- Custody service providers
Payment services firms
- Remittances
- Cryptocurrency exchanges & brokers
Fintechs
Trust companies
Financial advisors
Insurance brokers
Trading venues