Services

Licence or registration applications

Providing policies & procedures

Ad hoc guidance & compliance advice

Compliance checks / internal audit

Bespoke projects

Expert witness on compliance matters

Interim in-house compliance officer roles

Types of client firms

Asset managers

  • Hedge funds
  • Private equity / venture capital / real estate
  • Multi-family offices / wealth managers
  • Cryptocurrency funds

Brokers & post-trade service providers

  • Securities
  • Derivatives
  • Crowdfunding
  • Custody service providers

Payment services firms

  • Remittances
  • Cryptocurrency exchanges & brokers

Fintechs

Trust companies

Financial advisors

Insurance brokers

Trading venues